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Stakeholders Section

Implementing the Three Pillars of ESG Environmental Protection (Environment), Social Participation (Society), and Corporate Governance (Governance) are crucial commitments and missions for modern enterprises striving for sustainable operations. Capital Financial Holdings adheres to integrity, honesty, and professionalism in its business operations, offering financial services with high added value that exceed customer expectations, becoming a long-term partner in their growth. In terms of social responsibility, the name "Capital" symbolizes prioritizing the "interests of the public," conveying love and care. We are committed to maximizing the interests of stakeholders while maintaining smooth and diverse communication channels to identify issues and propose solutions, allowing us to take on greater responsibilities and challenges, and laying the foundation for the overall progress of society and the nation. To meet stakeholders' expectations and suggestions, stakeholders can express their concerns through the following questionnaire. This communication channel will help us gain a deeper understanding of the needs and expectations of our stakeholders towards the company and will serve as a reference for future business development, sustainability report disclosures, and the formulation of sustainable development policies and related plans.


The company communicates with stakeholders at least once a year and reports the communication status to the board of directors.

  • The communication status with stakeholders for the year 112 was reported to the board of directors on January 23, 113.
  • The communication status with stakeholders for the year 113 will be reported to the board of directors on January 14, 114.

Online Questionnaire

In order to compile the sustainability report in a manner that accurately reflects the level of concern from various stakeholders regarding the company's sustainability issues, we engage in communication and gather feedback from stakeholders through a questionnaire. This allows us to understand the issues that stakeholders are concerned about, which serves as a reference for the disclosure of information in the sustainability report and assists the company in planning future growth and progress based on the level of concern for each issue.

Which type of stakeholder are you?
  • The purpose of collecting this questionnaire is solely for the survey, statistics, and analysis of the issues that stakeholders are concerned about in relation to the company's sustainability efforts. The information will not be used for any other purposes. We kindly request you to share your valuable feedback.
  • Regarding the handling of personal data, the company will comply with local legal requirements. If you have any comments or concerns, please do not hesitate to contact us.
The level of concern and definitions of the issues in this questionnaire can be referenced in the table below:
level of concern definition
5: Very Concerned
  • Very interested in learning about the company's information on this issue.
  • Strongly hope that the company can disclose information on this issue.
  • As a key factor in evaluating business collaboration.
4: Concerned
  • Interested in learning about the company's information on this issue.
  • Hope the company will disclose information on this issue.
  • As a secondary factor in evaluating business collaboration.
3: Moderate
  • Not very interested in the company's information on this issue, but willing to spend time reviewing it.
  • Indifferent towards the company disclosing information on this issue (neither essential nor unimportant).
  • May be considered as a factor in evaluating business collaboration.
2: Unconcerned
  • Not interested in understanding the company's information on this issue.
  • Will not be considered as a factor in evaluating business collaboration.
1: Completely unconcerned
  • Completely uninterested in understanding the company's information on this issue.
  • Not aware that the company has this issue.
Please indicate the level of concern for each issue related to Environment, Social, and Governance aspects:
Environmental Aspect:
Issue Description Level of Concern (Single Choice)
5 4 3 2 1
Energy
Strategies and management practices for the use of energy and water resources, consumption status, and management measures for conservation and efficiency improvement.
Emissions
Direct and indirect greenhouse gas emissions, intensity, and reductions; ozone-depleting substances, nitrogen oxides, sulfur oxides, and other significant gas emissions.
Waste
Wastewater treatment methods, waste handling practices, and reduction policies.
Climate change risks and opportunities
Responses to the impacts and opportunities brought by climate change, including carbon pricing developments, assessment mechanisms, response measures, future plans, and effectiveness.
Green procurement
Whether the company’s internal procurement of products includes international or national environmental certifications in the evaluation criteria and prioritization.
Environmental advocacy
Promotion of environmental issues and awareness through the company’s daily activities (such as material usage, transportation tools, stairs), business operations (such as paperless practices), and regular or ad-hoc environmental advocacy.
Social Aspect:
Issue Description Level of Concern (Single Choice)
5 4 3 2 1
Talent Development"
Providing assistance with industry-academic cooperation, talent training, assessment, and career development planning.
Occupational Safety and Employee Health
Workplace safety, employee health promotion, occupational accident prevention measures and management, and infectious disease prevention.
Compensation and Employee Care
Ensuring employee compensation levels, equal opportunity mechanisms, benefits and rewards, care, and related support.
Social Care
Level of involvement in social engagement, including cultural education and promotion, community development, and care for disadvantaged groups.
Service Quality and Customer Satisfaction
Addressing service quality and efficiency, consumer protection, customer satisfaction management, and establishing effective customer service channels.
Inclusive Finance
Creating and designing a friendly financial environment, services, or products for people with disabilities, disadvantaged groups, or those with limited access to financial services. (e.g., accessible websites, financially friendly services, online/mobile ordering systems).
Digital Finance
Innovations in providing financial services or products using emerging technologies.
Product Information
Providing comprehensive disclosure of financial product information and financial knowledge through websites or other public channels, ensuring that customers are fully aware of the risks.
Charitable Activities and Donations
The company actively plans, supports, and participates in charitable activities, such as blood donation, supporting education in remote areas, and financial donations.
Governance Aspect:
Issue Description Level of Concern (Single Choice)
5 4 3 2 1
Corporate Governance and Integrity Management
Shareholder rights; investor relations; board of directors' functions, independence, and professionalism; organizational integrity matters; establishment of ethical conduct codes; anti-fraud and anti-corruption mechanisms.
Risk Management
Various internal and external risks that may be encountered in operations, and related management control mechanisms, such as risk monitoring, early warning, emergency response measures, stop-loss mechanisms, and crisis management, as well as identifying potential improvement opportunities.
Operational Performance (Shareholder Equity)
Operating performance, investment gains and losses, financial information, operating costs, and indirect economic impacts that may occur during operations.
Regulatory Compliance
Compliance with various regulations, legal advocacy, penalties, and the status of related internal management systems.
Privacy
Methods and status of protecting customer privacy and personal data, including compliance with relevant regulations.
Information Security
Methods and status of maintaining the security of company transactions, operations, and support systems, including compliance with relevant regulations.
Suppliers
Selection and evaluation of suppliers based on sustainability aspects, such as integrity, human rights, and environmental protection.
Tendering, negotiation, and procurement procedures that adhere to principles of integrity.
Supplier management policies and mechanisms that comply with sustainable procurement principles.
Promoting the Financial Market
Responding to the expectations of regulators and the public by promoting a financial market that is open, fair, orderly, and protective of rights.

If you have suggestions or feedback regarding the company’s sustainability development, please call our customer service center at (02) 412-8878, or leave your suggestions and contact information in the space below, and we will have a representative get in touch with you.

Questionnairey completed, thank you for your response.

::: Capital Securities Capital Inv. Cons. Capital Insurance Capital Asset Mgmt. Capital HK
Futures Corporation:(02)2700-2888
B1, No. 97, Section 2, Dunhua South Road, Taipei City
Taichung Branch:(04)2319-9909
3F-6, No. 633, Sec. 2, Taiwan Blvd, Xitun Dist, Taichung City
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