Company Profile

Capital Futures was established in 1997 as a subsidiary of CapitalSecurities. In April 2009, the company's stock was listed on the OTC market. In October 2017, the company's stock was listed on the Taiwan Stock Exchange. By 2020, the company's capital had reached 2.1 billion NTD.In 2023, the total trading volume of domestic futures brokerage was approximately 51.75 million contracts, with a market share of 7.97%. The trading volume of overseas futures business was about 7.69 million contracts, with a market share of 18.38%. The company's consolidated revenue for the year was 2,212,577 thousand NTD, with a pre-tax consolidated net profit of 1,276,858 thousand NTD, and a post-tax consolidated net profit of 1,011,052 thousand NTD.

Capital Futures' main business activities include Taiwan futures settlement and delivery, entrusted trading of Taiwan and overseas futures products, proprietary trading, options market making, fully entrusted futures management, securities trading assistance, and project planning for futures advisory and derivative financial product research. In addition to entrusted trading and settlement of Taiwan futures, Capital Futures provides entrusted trading services for futures markets in Singapore, Hong Kong, the United States, Europe, and Japan. The company leads the industry in establishing direct trading systems connected to various international exchanges. Currently, Capital Futures is the second largest futures broker in Taiwan for trading overseas futures and options.

Capital Futures, including its Hong Kong subsidiary through investment, is currently a member or clearing member of twelve domestic and international futures exchanges. It is the first company in Taiwan to obtain dual membership for brokerage and proprietary trading at the Singapore Exchange and the first in Taiwan to be approved as a member of the CME Group, including CME, CBOT, NYMEX, and COMEX in the United States. Capital Futures is also a member of the CBOE Futures Exchange, EUREX, ICE Futures Europe, ICE Futures U.S., Euronext, Hong Kong Futures Exchange, Hong Kong Futures Clearing Corporation, and a general clearing member of the Taiwan Futures Exchange. Capital Futures clients can use Direct Market Access (DMA) to place orders directly on various futures exchanges, providing faster, more stable, and lower-cost trading advantages.

Capital Futures' vision is to "become the most customer-centric digital financial company." Therefore, the development of financial technology focuses on the core of "digital + human." Their digital strategy centers on customer experience, aiming to drive business growth through enhanced trading experiences and increased investment information. For example, they have developed the mobile app "Mobile Winner" to meet the needs of professional investors, striving to provide diverse and intelligent trading services. This allows customers to have more flexible investment options to participate in international markets and lowers the trading threshold for investors to achieve inclusive finance. The company has also created the industry's first customer-exclusive investment community platform, "Capital Intelligence Bureau," offering clients diverse and real-time investment information and trading discussion areas. In leveraged trading, they lead the industry with diversified products and smart tools and have introduced CFD trading in foreign stocks and indices, maintaining the top performance in leveraged trading business.

With a high degree of autonomy, Capital Futures actively expands various businesses. Through professional division of labor and cooperation, the overall business development has achieved remarkable growth. The company not only frequently achieves excellent results in its business operations but also spares no effort in promoting public welfare. Capital Futures actively participates in industry-university cooperation, provides support for the underprivileged, sponsors financial education, and supports environmental issues through practical public welfare activities. These efforts strengthen the "Capital Care" corporate image of the group and create extraordinary achievements.

The securities and futures markets are developing rapidly, and the financial markets are increasingly aligned with international markets. All business operations must have an international perspective. Financial products are constantly evolving and becoming more diverse, while information technology advances at a rapid pace. Capital emphasizes cultivating professional talent and IT investment as two important development strategies. Providing high-quality service requires excellent professionals, and utilizing information technology enhances service efficiency. Facing the rapidly changing international financial market, Capital's primary focus is to reserve international information technology capabilities and establish a global electronic trading platform. The company continuously pursues excellence, leads in innovation, and provides high value-added financial services that exceed customer expectations, becoming a long-term growth partner for its clients.

Integrating financial services across Greater China, expanding the GLOBAL CAPITAL DMA global trading platform, providing 24/7 operational management and a dedicated team on standby at the 24-hour Call Center, delivering immediate and high-quality customer service. Capital's Information Department leads the group's technology strategy development, capturing market trends to innovate digital services and create customer wealth, driving all business sectors forward. With autonomous system development and customization capabilities, it rapidly assists business development, offering differentiated and high value-added services, thus establishing leading core competitiveness.

Possessing a comprehensive information governance management system, we have obtained four BSI international certifications: Information Security (ISO 27001), Business Continuity Management (BS25999), Information Service Management (ISO 20000), and Personal Data Protection (BS10012). These certifications strengthen internal organizational capabilities, create leading core competitive advantages, and establish a solid foundation. We strive to provide customers with secure, stable, and fast services to the best of our ability.

In terms of entrusted trading services, Capital Futures' clients are sourced from introducing brokers (IB), direct sales, foreign institutional investors, and domestic institutional investors.

Regarding proprietary trading, Capital Futures' proprietary trading department operates in market making, arbitrage, and trend trading. The proprietary trading at Capital Futures leans towards low-risk arbitrage operations, using profits from market making and arbitrage to manage the potential profit and loss from trend trading. Stability is prioritized over seeking high growth or explosive profits.

In addition to main sources like entrusted trading and proprietary trading, Capital Futures' revenue includes two other categories: fully entrusted futures management services and income from settlement and delivery service fees, as well as futures consulting services.

In terms of research and development achievements, based on our company's outstanding performance in financial innovation, leading the market, and achieving excellent results for the company, we received the "Outstanding Financial Innovation Group Golden Bull Award" from the Securities and Futures Institute in July 2009 and August 2013 respectively.

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Become the most customer-inspired digital financial company.

• Continuously strengthen IT functionalities to provide the best trading system information services.
• Continuously increase the added value of services, assist customers in becoming winners, and plan the optimal asset allocation for customers.
• Continuously improve the professional quality of personnel, provide high-efficiency education and training, cultivate high-quality manpower, and serve customers.
• Strengthen cooperation with mainland futures merchants, become a leader in the futures market in Greater China, and play a key role.
• Strengthen customer service and information system services in Hong Kong, Singapore and mainland China, and establish the professional brand image of Capital Futures.