Organization
Chairman
Chia, Chung-Tao
Primary Responsibilities
- Execute board decisions and oversee the development of the company's daily operations.
Academic Background & Experience
- Executive Master of Business Administration, National ChengChi University
- Capital Securities Corp., President
- Capital Futures Corp., Vice Chairman, President
President
Mao, Chen-Hua
Primary Responsibilities
- Overseeing the management and development of all company operations.
Academic Background & Experience
- Executive Master of Business Administration, National ChengChi University
- Capital Futures Corp., Direct Sales Department, Senior Executive Vice President
Sales Dept.
Huang, Wei-Ben
Senior Executive Vice President
Department Responsibilities
- Engage in domestic and international futures trading brokerage business as announced by the competent authorities, operate securities trading assistance business, and other businesses permitted by the competent authorities.
Academic Background & Experience
- Master of Financial Operating National Kaohsiung First University of Science
- Sinopac Futures Corp., Sales Manager
Domestic Institutions Dept.
Yang, Rui-Ling
Senior Executive Vice President
Department Responsibilities
- Act as an agent for domestic legal entities to engage in businesses approved by the competent authority; provide customer development and related business services and maintenance for such businesses.
Academic Background & Experience
- Department of Business Administration Shih Chien University
- Masterlink Futures Corp., Sales Vice President
International Institutions Dept.
Lin, Xiao-Chian
Executive Vice President
Department Responsibilities
- Participate in activities of international organizations and develop foreign institutional clients. Assist foreign institutional clients in connecting to domestic and international markets approved by the competent authorities and engage in related trading businesses.
Academic Background & Experience
- Master of Business Administration, University of La Verne
- J.P. Morgan Securities, Deputy Manager
Taichung Branch
Cho, Cheng-Kang
Executive Vice President
Department Responsibilities
- Announcement of domestic and foreign futures brokerage operations entrusted by the supervisory authority, operations of securities trading auxiliary services, and other licensed operations by regulatory authorities. Cooperation in promoting various business activities with the head office.
Academic Background & Experience
- Department of Finance, National Taichung University of Science and Technology
- Sales Assistant Vice President, Capital Securities (HK.) Ltd.
Omni-Channel Dept.
Li, Guan-Huei
Senior Vice President
Department Responsibilities
- Handle business activities licensed by regulatory authorities, establish digital business channels and centralized business centers, and assist in planning, executing, soliciting, collecting, and providing education and training for futures trading support personnel within and outside the group
Academic Background & Experience
- Department of Electrical Engineering, National Yunlin University of Science and Technology.
- Fubon Futures Corp., Assistant Manager.
Investment Advisory Dept.
Huang, Chuan-Sheng
Assistant Vice President
Department Responsibilities
- Conducts futures and securities investment advisory services within the scope approved by the competent authority, including recruiting advisory members, providing investors with professional consulting, analysis, and advice, and conducting research, analysis, and forecasts on macroeconomic trends, industries, and company fundamentals, with results provided to investors and institutional clients. Plan and deliver investment seminars, professional courses, publications, and other value-added activities, and provide advisory-related services.
Academic Background & Experience
- Department of Business Administration Chihlee Institute of Technology
- Capital Futures Corp., Sales Department, Assistant Vice President
Leverage Transaction Dept.
Lee, Chung-Wei
Executive Vice President
Department Responsibilities
- Legally engage in margin trading contract transactions approved by regulatory authorities.
Academic Background & Experience
- Master of Science, Columbia University in the City of New York
- KGI Securities Corp. Vice President
Financial Innovation Dept.
Wang, Min-Nan
Executive Vice President
Department Responsibilities
- According to regulations related to leveraged trading dealers, the main business directions are to expand risk management services covering spot, futures, and industry clients, as well as to develop innovative financial products to meet investors' customized needs.
Academic Background & Experience
- Master of Money and Banking, National Chengchi University
- General Manager, Shanghai Jifeng Investment Management Co., Ltd.
Proprietary Trading Dept.
Equity Proprietary Trading Dept.
Cheng, Shin-Pin
Executive Vice President
Department Responsibilities
- Engage in various commodity trading activities approved by regulatory authorities using company's own funds.
- Engage in proprietary securities trading business, using proprietary funds to buy and sell various securities approved by regulatory authorities in accordance with relevant laws and regulations
Academic Background & Experience
- Master of Business Administration, State University of New York at Binghamton
- KGI Securities Corp., Assistant Vice President
Managed Futures Dept.
Cheng, Chao-Ting
Assistant Vice President
Department Responsibilities
- Handle all aspects of delegated futures trading operations, including research, execution, trading decisions, solicitation, and related tasks
Academic Background & Experience
- Master of Banking and Finance, Tamkang University
- Capital Futures Corp., Manager
Research & Development Dept.
Hsu, Ji-Ching
Executive Vice President
Department Responsibilities
- Provide domestic and international commodity information, develop commodity strategies, and conduct research reports on various futures products.
Academic Background & Experience
- Department of International Trade Tam Kang University
- Masterlink Futures Corp., Deputy Manager
Digital Growth Dept.
Ho, Cho-I
Executive Vice President
Department Responsibilities
- Responsible for digital growth business aimed at optimizing user experience and company marketing effectiveness, as well as maintaining and managing company's online information.
Academic Background & Experience
- Master of Science in Information Technology and Management, University of Texas at Dallas
- Barclays Capital Securities, AVP
Settlement & Dealing Dept.
Kuo, Shu-Zhen
Executive Vice President
Department Responsibilities
- Responsible for executing and settling trading and delivery transactions entrusted by traders or futures brokers, handling account opening and fund deposits and withdrawals.
Academic Background & Experience
- Department of Finance National Kaohsiung First University of Science
- New Edge Futures Corp., Head of Clearing Department
Finance Dept.
Lin, Li-Chuan
Executive Vice President
Department Responsibilities
- Responsible for finance and accounting-related business of the company.
Academic Background & Experience
- Department of Business, Providence University
- Polaris Futures Corp., Manager
Compliance & Legal Dept. Administration Dept.
Chen, Chi-Hao
Senior Executive Vice President
Department Responsibilities
- Responsible for planning, managing, and implementing regulatory compliance systems within the company, as well as handling legal and corporate governance-related matters.
- Responsible for general affairs and administrative operations of the company.
Academic Background & Experience
- Juris Doctor (J.D.) from University of Washington, MBA from University of Illinois at Chicago
- Legal Department of Yuanta Financial Holdings, Lawyer at Y.R Lee & Partners-at-Law
Risk Management Dept.
Chung, Cheng-Huang
Executive Vice President
Department Responsibilities
- Maintain and monitor mechanisms for identifying, assessing, controlling, and responding to risks associated with various business activities conducted by the company.
Academic Background & Experience
- Ph.D. of Finance National Taiwan University
- IBF Securities, Manager of Risk Management Department
Auditing Dept.
Lian, Jing-Lian
Senior Vice President
Department Responsibilities
- Evaluate the effectiveness and compliance of the internal control system, and propose improvement suggestions as well as track the status of deficiencies and improvements.
Academic Background & Experience
- Department of Statistics, Tam Kang University
- Yuanta Futures Co., Ltd., Deputy Manager
