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Employee Benefits / Environmental Safety

The company's labor conditions, such as wages, vacations, leaves of absence, retirement, and occupational accident compensation, comply with the provisions of the Labor Standards Act. Quarterly labor-management meetings are held to protect employee rights, implement employee management, and promote harmonious labor relations. The company has established "Guidelines for Complaints and Disciplinary Actions against Workplace Harassment." All employees of the company participate in labor insurance and national health insurance, with insurance premiums subsidized by the company in accordance with legal regulations. Policies related to recruitment, selection, employment, distribution, assignment, evaluation, promotion, education and training, and salary payment do not discriminate based on gender, sexual orientation, age, race, or religion.
In addition to legally safeguarding employees' rights, the company actively communicates all matters related to the rights of all employees through internal website announcements. For individual employee rights, various methods are employed to actively remind employees to assert their rights.

Employee relations-enhancing welfare Capital Financial Group registered the establishment of the Employee Welfare Committee with the competent authority in 79, providing employees with subsidies for weddings, funerals, celebrations, club activities, travel, emergency relief, and other beneficial welfare measures. They also set up a dedicated area on the company intranet, offering access to contracted childcare centers, stores, employee subsidy information, and various diverse welfare products for group orders. They organize annual events such as the MVP selection, which has received great responses from employees.
The company has subsidized various welfare measures of the 113th annual employee welfare committee.
  • Number of people receiving marriage subsidies: 5, total subsidy amount: 15,000 NTD.
  • Number of people receiving funeral subsidies: 6, total subsidy amount: 30,000 NTD.
  • Number of people receiving hospitalization subsidies: 8, total subsidy amount: 65,000 NTD.
  • Number of people receiving childbirth subsidies: 6, total subsidy amount: 18,000 NTD.
  • Number of people receiving travel subsidies: 281, total subsidy amount: 1,686,000 NTD.
  • Number of people receiving vaccine subsidies: 58, total subsidy amount: 58,000 NTD.
Employee further education and training To nurture talent and enhance operational management effectiveness, our company actively conducts various educational training programs, including orientation for new recruits, specialized training, leadership development, and inviting experts and scholars to hold financial seminars. Since 1996, we have established Capital Financial University as a cradle for cultivating mid-level executives internally. We also conduct intensive training for sales personnel through province-wide video conferences and broadcast connections to improve their professional skills. To reinforce learning outcomes, we have developed multiple e-learning courses using various digital systems, enabling our colleagues to learn and grow anytime, anywhere.
Retirement system To care for employees after retirement, according to the employee retirement regulations, retirement reserves are set aside monthly in accordance with the law to establish long-term harmonious labor relations. Under the regulations of the Labor Standards Act, funds are deposited into a special account at the Bank of Taiwan under the name of the Labor Retirement Reserve Supervisory Committee, available for employees who meet the conditions of the retirement regulations. Additionally, in July of the 94th year of the Republic of China, in compliance with the implementation of the Labor Retirement Pension Act, the company respects employees' freedom to choose to apply the new retirement pension system, contributing 6% of monthly salaries to individual retirement accounts.
According to our company's employee retirement guidelines, senior employees who have served for more than ten years and are aged fifty-five or older, or those who have served for more than twenty years, may apply for early retirement under provisions that exceed those of the Labor Standards Act.
‧ Under the Labor Standards Act retirement system, the company contributes monthly to a retirement reserve fund, ranging from 2% to 15% of the total monthly salary of the laborers, deposited into the special account for labor retirement funds at the Bank of Taiwan.
‧ Under the Labor Retirement Pension Act, the company contributes 6% of the insured salary of employees monthly to their individual retirement accounts at the Labor Insurance Bureau.
Employee insurance In addition to legally providing employees with labor insurance and national health insurance, our company also offers group insurance coverage such as life insurance, accident insurance, accident medical care, and occupational hazard insurance. We also negotiate discounted group insurance plans for employees and their dependents, including term life insurance, accident insurance, medical insurance, and cancer insurance, to ensure their insurance welfare.

Work environment and employee personal safety protection measures
Our company values the personal safety and physical and mental health of employees, striving to provide and maintain a good working environment. The related protection and welfare measures are as follows:

Employee health
Insurance and benefits
  • A regular health check-up for employees is conducted every three years, in collaboration with healthcare institutions and health check-up centers, offering employees discounted health check-up packages.
  • Provided colleagues with subsidies for influenza vaccine administration, and completed the vaccinations on October 18th, year 2024.
  • Provide employees with free massage services by visually impaired therapists.
  • Establish an 'Employee Nursing Room'
  • Hire contracted physicians four times a year and nurses four times a month to provide health consultation services to colleagues at the company. Professional medical staff are stationed regularly. To respect colleagues' privacy, consultations are conducted one-on-one, offering correct concepts for health problem prevention and treatment advice.
  • In 2024, employees utilized health consultation services a total of 126 times, including 46 health consultations, 7 maternity protection recommendations, 4 reports of abnormal work burdens, 6 ergonomic hazard reports, 40 follow-ups on abnormal findings from new hire health examinations, and 23 suitability assessments for middle-aged and senior employees.
  • Offer group insurance including life insurance, accident insurance, accident medical coverage, and occupational hazard insurance for colleagues.
  • Subsidized employees' sports and leisure activities totaling 512,804 NTD.
Environmental health
  • Established the company's "Tobacco Control Measures," providing "Important Provisions of the Tobacco Hazards Prevention Act" and "Quit Smoking Method Promotion Videos" on the company's intranet, and enforcing a comprehensive no-smoking policy in all business premises.
  • Regularly perform office environment cleaning and disinfection.
Workplace safety
Safety certification Capital Financial Group has obtained the ISO 22301 certification for Business Continuity Management from the British Standards Institution. The primary purpose of this certification is to ensure that the company can minimize harm in the event of sudden emergencies, safeguarding personnel safety, compliance with regulations, customer rights, and the preservation of company reputation and assets. It also ensures that critical business operations within the group are gradually restored within recovery time objectives to maintain continuity of operations, with annual educational training provided to employees.
Worker safety
  • Access control management is used for personnel entry and exit.
  • The office premises are equipped with a security management surveillance system.
  • Connected with police security units for vigilance to maintain workplace safety.
  • The company office environment is completely smoke-free in accordance with the Tobacco Hazards Prevention Act.
  • Every six months, the company regularly maintains lighting equipment, air conditioning filters, and water dispensers, and performs comprehensive cleaning and disinfection of the office environment.
  • In accordance with the Labor Safety and Health Act, appoint a labor safety and health manager and first aid personnel, and conduct training according to the Labor Safety Education and Training Regulations.
  • In April and October of year 2024, two office environment inspections were conducted.
  • According to the company's Labor Safety and Health Work Guidelines, we regularly maintain and inspect high and low voltage electrical equipment, elevators, air conditioning systems, water dispensers, fire extinguishers, and other equipment.
Fire safety
  • A building fire drill was conducted on October 18, year 2024.
  • According to fire safety regulations, annual fire inspections are outsourced.
Safety and security The company's business premises and all branch offices are insured for the following items:
  • Commercial fire insurance
  • Electronic equipment insurance
  • Public liability insurance
::: Capital Securities Capital Inv. Cons. Capital Insurance Capital Asset Mgmt. Capital HK
Futures Corporation:(02)2700-2888
B1, No. 97, Section 2, Dunhua South Road, Taipei City
Taichung Branch:(04)2319-9909
3F-6, No. 633, Sec. 2, Taiwan Blvd, Xitun Dist, Taichung City
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